Investment Suitability: The Rise of Robo-Surveillance

About this white paper

All over the world –and particularly since the global financial crisis – pressure has increased on financial advisers and asset managers to demonstrate that the products they recommend and sell match their clients’ needs and their attitudes to risk. This regulatory trend presents a serious ongoing challenge to private banks and wealth managers.

Download this white paper to understand:

  • Major practical aspects of investment suitability that private banks must focus
  • Principal features of a “best practice” technology-led approach to address investment suitability.
  • Benefits of implementing an automated approach for investment suitability.

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